SEC Rule 613, the Consolidated Audit Trail (CAT), requires U.S. broker-dealers to report their equity and option order life cycle information to a central repository. Read on for more details.
SEC Rule 613: Consolidated Audit Trail
September 07, 2022
SEC Rule 613, the Consolidated Audit Trail (CAT), requires U.S. broker-dealers to report their equity and option order life cycle information to a central repository. Read on for more details.
