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Banking & Capital Markets

Mitigate risk, avoid regulatory pitfalls, and grow with confidence.
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#2 Largest

Auditor of public banks in U.S.*

90%+ of top 12

U.S. financial institutions served

1,000+

U.S. banks served

Stay ahead of the complexities facing financial institutions today.

In the heavily regulated banking and capital markets industry, leaders face more challenges than ever, from managing shareholder and regulator expectations to pursuing digital innovation. Forvis Mazars can help your financial institution tackle issues inherent to the industry, including market growth, internal control threats, industry consolidation, and compliance.

We have the experience in banking and financial services you can trust:

  • Our leadership team has extensive industry experience serving community, regional, and the largest U.S. and international banks and financial institutions.
  • We maintain the credentials and industry connections to help you stay apprised of the latest developments while delivering practical banking solutions.
  • Our professionals serve as exhibitors, sponsors, and speakers in the industry’s largest associations.

Combine our focus on an Unmatched Client Experience® with the resources of a global firm and you’ll find that Forvis Mazars is the trusted advisor your institution needs. Serving you is our passion and privilege.

  • *According to data from S&P Global.

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Where innovation meets trust, clarity, compliance, and confidence.
Credit Unions
Nationwide experience serving credit unions with accounting, audit, regulatory compliance, loan review, IT, and other consulting engagements.
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The U.S. Financial Services Regulatory Center
Providing timely insights and strategic guidance.

Community Bank Resources

Focused on the unique needs of community banks, these insights provide guidance and solutions to help your financial institution navigate regulatory changes, enhance customer experience, and drive sustainable growth.

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Forvis Mazars is a leader when it comes to audit work for financial institutions, holding the number two position as auditors of public banks in the U.S. according to data from S&P Global. From the highest level of assurance with bookkeeping or keeping up with the latest changes, Forvis Mazars can help.

  • Agreed-Upon Procedures
  • Compliance Examinations
  • Financial Statement Audits & Reviews
  • Internal Control Audits
  • Public Company Audits
  • Reg AB Examinations
  • RIA & Custody Examinations
  • SOC 1 & SOC 2 Reports
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Comply with federal, state, and local laws and reduce your tax burden within the limits of the law with help from our tax services team.

  • ASC 740 Tax Accounting Preparation & Review
  • Employee Benefit Plan Summary Annual Reports
  • Estate Planning Strategies
  • Executive Compensation
  • Feasibility Studies of S Corporation Conversions
  • Federal & State Tax Return Compliance
  • Fiduciary Income Tax Return Preparation for Estates & Trusts
  • Income Tax Credits
  • Information Reporting
  • IRS Representation
  • Mergers & Acquisitions Due Diligence
  • Personal Financial Plans for Executives
  • Real Estate Cost Segregation Studies
  • State & Local Tax (SALT)
  • Tax Department Outsourcing
  • Tax Process Re-Engineering
  • Tax Reduction Strategies
  • New Markets Tax Credit Services
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In an evolving regulatory and economic environment, turn to trusted consultants who can advise you on the latest strategies. We offer a variety of tailored, consultative services, including:

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