From the U.S. Financial Services Regulatory Center, the FINREG Focus delivers current, actionable insights to help financial institutions navigate the complex regulatory environment. We round up the latest activity across federal agencies, emerging legislative developments, and key compliance deadlines.
The Latest Key Highlights:
- U.S Department of the Treasury (Treasury) proposes framework for state-level stablecoin regulation under the GENIUS Act.
- Office of the Comptroller of the Currency (OCC) rescinds recovery planning guidelines for certain large banks.
- SEC allows broker-dealers to use equities as collateral.
- U.S. Department of Labor (DOL) proposes rule clarifying fiduciary duties for selecting investment options in defined contribution plans.
- SEC Division of Trading and Markets staff issues frequently asked questions clarifying Rule 17ad-22.
Stay Informed
Access the full FINREG Focus for insights and context to help your teams make confident decisions.
How Forvis Mazars Can Help
In the heavily regulated banking industry, leaders face more challenges than ever, from striving to meet shareholder and regulatory expectations to pursuing digital innovation. Forvis Mazars can help your financial institution tackle issues inherent to the industry, including market growth, internal control threats, industry consolidation, and compliance. We have the skills and experience in financial services that you can trust, combining a focus on Unmatched Client Experience® with the resources of a global firm. Serving you is our passion and privilege.
If you have any questions or need assistance, please reach out to a professional at Forvis Mazars.