Employee Stock Ownership Plan (ESOP) Audit Best Practices
May 12, 2026Effective governance is essential in employee benefit plan audits. As ESOPs continue to grow in popularity, a clear understanding of compliance and reporting requirements is critical. In this webinar, we’ll discuss key standards and best practices to help support a successful year.
Learning Objectives:
Upon completion of this program, participants will be able to:
- Describe what ESOPs are and how they work.
- Recognize when an ESOP audit is necessary.
- Discuss the key procedures involved in conducting an ESOP audit.
- Identify common errors in ESOP audits.
CPE Information
1.00 CPE Credit(s) (pending approval)
1 CPE credit (pending approval) in the Auditing field of study may be awarded upon verification of participant attendance, during live broadcast.
Who’s This For
CFOs, financial executives, accountants, and audit personnel.
Prerequisites
None
Delivery Method
Group internet-based. Each attendee must be logged in and respond to poll questions to earn CPE.
Refund Policy
There is no fee associated with this event.
Program Level
Basic
Recommended Field of Study
Auditing
Advanced Preparation
None
If you have concerns or would like information regarding program cancellation policies or CPE credit, contact us at [email protected].
Forvis Mazars, LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.