Proactive Compliance Management: Strategies for Financial Institutions
January 16, 2025In today’s complex regulatory environment, staying compliant is critical for your institution, but with limited resources and new guidance, notices, and rules continually released, it can be challenging to keep up. Join us for an informative webinar, where we’ll explore various strategies and tools to help you stay proactive in managing your institution’s compliance program.
Learning Objectives
Upon completion of this program, participants will be able to:
- Discuss the importance of staying proactive in compliance management.
- Outline strategies and techniques to help stay ahead of regulatory changes.
- Recognize ways to enhance your compliance strategy.
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CPE Information
1.00 CPE Credit (pending approval)
One CPE credit (pending approval) in the Specialized Knowledge field of study may be awarded upon verification of participant attendance during live broadcast.
Who's This For
COOs, CEOs, compliance officers, and risk officers.
Prerequisites
None
Delivery Method
Group internet-based. Each attendee must be logged in and answer the poll questions in order to receive CPE credit.
Refund Policy
There is no fee associated with this event.
Program Level
Overview
Recommended Field of Study
Specialized Knowledge
Advanced Preparation
None
If you have concerns or would like information regarding program cancellation policies or CPE credit, contact us at [email protected].
Forvis Mazars, LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.
Presenters
Ginger McCullough, Christina Mescher