From the U.S. Financial Services Regulatory Center, the FINREG Focus delivers current, actionable insights to help financial institutions navigate the complex regulatory environment. We round up the latest activity across federal agencies, emerging legislative developments, and key compliance deadlines.
This week’s edition includes a special feature highlighting recent policy signals from the prudential regulators, drawing on speeches delivered this week by FDIC Chairman Travis Hill and Federal Reserve Board Vice Chair for Supervision Michelle Bowman.
The Latest Key Highlights:
- The Federal Reserve Board (FRB) announces an open board meeting to discuss capital framework recalibration proposals.
- A conversation with the FRB on Basel III and bank capital.
- FDIC updates on reforms to the regulatory toolkit.
- SEC and Commodity Futures Trading Commission (CFTC) issues Memorandum of Understanding (MOU) between agencies aimed at harmonizing U.S. markets oversight.
- Securities Industry and Financial Markets Association (SIFMA) calls for an oversight framework that focuses on function, not technology for wallet providers.
Stay Informed
Access the full FINREG Focus for insights and context to help your teams make confident decisions.
How Forvis Mazars Can Help
In the heavily regulated banking industry, leaders face more challenges than ever, from striving to meet shareholder and regulatory expectations to pursuing digital innovation. Forvis Mazars can help your financial institution tackle issues inherent to the industry, including market growth, internal control threats, industry consolidation, and compliance. We have the skills and experience in financial services that you can trust, combining a focus on Unmatched Client Experience® with the resources of a global firm. Serving you is our passion and privilege.
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