IA Insights: Challenges & Regulatory Considerations in Auditing Data
April 8, 2025Join Forvis Mazars for an informative webinar as we provide an overview of Basel Committee on Banking Supervision (BCBS) 239 principles. This webinar, the second in our three-part series, will highlight key challenges and topics to consider when approaching internal audit activities associated with effective risk data aggregation and risk reporting (RDARR). During the session, several data management and internal audit professionals will discuss best practices and common challenges organizations face when conducting internal audit activities across core BCBS 239 principles.
Learning Objectives
Upon completion of this program, participants will be able to:
- Discuss BCBS 239 principles and the expected benefits from a successful implementation.
- Describe the most common challenges in executing a BCBS 239-related audit that spans multiple risk areas and reporting teams.
- Recognize the vantage point and expectations of regulators across different jurisdictions.
- Identify high-level best practices for approaching internal audit activities against BCBS 239 principles while better articulating key considerations to executive leadership teams.
CPE Information
1.00 CPE Credit (pending approval)
One CPE credit (pending approval) in the Specialized Knowledge field of study may be awarded upon verification of participant attendance, during live broadcast.
Who's This For
CDOs, risk officers, risk report owners, data providers, data management professionals, and senior internal audit members.
Prerequisites
None
Delivery Method
Group Internet Based. Each attendee must be logged in and respond to the polling questions to earn CPE.
Refund Policy
There is no fee associated with this event.
Program Level
Overview
Recommended Field of Study
Specialized Knowledge
Advanced Preparation
None
If you have concerns or would like information regarding program cancellation policies or CPE credit, contact us at [email protected].
Forvis Mazars, LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.
Presenters
Chris Carpenter, Jay Palan, Adriano Rupa